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The Challenges of SQL Load Balancing

Load balancing databases is fraught with many operational and business challenges

While cloud computing has brought to the forefront of our attention the ability to scale through duplication, i.e. horizontal scaling or “scale out” strategies, this strategy tends to run into challenges the deeper into the application architecture you go. Working well at the web and application tiers, a duplicative strategy tends to fall on its face when applied to the database tier.

Concerns over consistency abound, with many simply choosing to throw out the concept of consistency and adopting instead an “eventually consistent” stance in which it is assumed that data in a distributed database system will eventually become consistent and cause minimal disruption to application and business processes.

Balancing-BlocksSome argue that eventual consistency is not “good enough” and cite additional concerns with respect to the failure of such strategies to adequately address failures. Thus there are a number of vendors, open source groups, and pundits who spend time attempting to address both components. The result is database load balancing solutions.

For the most part such solutions are effective. They leverage master-slave deployments – typically used to address failure and which can automatically replicate data between instances (with varying levels of success when distributed across the Internet) – and attempt to intelligently distribute SQL-bound queries across two or more database systems. The most successful of these architectures is the read-write separation strategy, in which all SQL transactions deemed “read-only” are routed to one database while all “write” focused transactions are distributed to another. Such foundational separation allows for higher-layer architectures to be implemented, such as geographic based read distribution, in which read-only transactions are further distributed by geographically dispersed database instances, all of which act ultimately as “slaves” to the single, master database which processes all write-focused transactions. This results in an eventually consistent architecture, but one which manages to mitigate the disruptive aspects of eventually consistent architectures by ensuring the most important transactions – write operations – are, in fact, consistent.

Even so, there are issues, particularly with respect to security.


Generally speaking mediating solutions are a good thing – when they’re external to the application infrastructure itself, i.e. the traditional three tiers of an application. The problem with mediation inside the application tiers, particularly at the data layer, is the same for infrastructure as it is for software solutions: credential management.

sql load balancingSee, databases maintain their own set of users, roles, and permissions. Even as applications have been able to move toward a more shared set of identity stores, databases have not. This is in part due to the nature of data security and the need for granular permission structures down to the cell, in some cases, and including transactional security that allows some to update, delete, or insert while others may be granted a different subset of permissions. But more difficult to overcome is the tight-coupling of identity to connection for databases. With web protocols like HTTP, identity is carried along at the protocol level. This means it can be transient across connections because it is often stuffed into an HTTP header via a cookie or stored server-side in a session – again, not tied to connection but to identifying information.

At the database layer, identity is tightly-coupled to the connection. The connection itself carries along the credentials with which it was opened.

This gives rise to problems for mediating solutions. Not just load balancers but software solutions such as ESB (enterprise service bus) and EII (enterprise information integration) styled solutions. Any device or software which attempts to aggregate database access for any purpose eventually runs into the same problem: credential management.

This is particularly challenging for load balancing when applied to databases.



To understand the challenges with load balancing SQL you need to remember that there are essentially two models of load balancing: transport and application layer. At the transport layer, i.e. TCP, connections are only temporarily managed by the load balancing device. The initial connection is “caught” by the Load balancer and a decision is made based on transport layer variables where it should be directed. Thereafter, for the most part, there is no interaction at the load balancer with the connection, other than to forward it on to the previously selected node. At the application layer the load balancing device terminates the connection and interacts with every exchange. This affords the load balancing device the opportunity to inspect the actual data or application layer protocol metadata in order to determine where the request should be sent.

Load balancing SQL at the transport layer is less problematic than at the application layer, yet it is at the application layer that the most value is derived from database load balancing implementations. That’s because it is at the application layer where distribution based on “read” or “write” operations can be made. But to accomplish this requires that the SQL be inline, that is that the SQL being executed is actually included in the code and then executed via a connection to the database. If your application uses stored procedures, then this method will not work for you. It is important to note that many packaged enterprise applications rely upon stored procedures, and are thus not able to leverage load balancing as a scaling option. Depending on your app or how your organization has agreed to protect your data will determine which of these methods are used to access your databases.  The use of inline SQL affords the developer greater freedom at the cost of security, increased programming(to prevent the inherent security risks), difficulty in optimizing data and indices to adapt to changes in volume of data, and deployment burdens. However there is lively debate on the values of both access methods and how to overcome the inherent risks.  The OWASP group has identified the injection attacks as the easiest exploitation with the most damaging impact.

This also requires that the load balancing service parse MySQL or T-SQL (the Microsoft Transact Structured Query Language). Databases, of course, are designed to parse these string-based commands and are optimized to do so. Load balancing services are generally not designed to parse these languages and depending on the implementation of their underlying parsing capabilities, may actually incur significant performance penalties to do so.

Regardless of those issues, still there are an increasing number of organizations who view SQL load balancing as a means to achieve a more scalable data tier. Which brings us back to the challenge of managing credentials.


Many solutions attempt to address the issue of credential management by simply duplicating credentials locally; that is, they create a local identity store that can be used to authenticate requests against the database. Ostensibly the credentials match those in the database (or identity store used by the database such as can be configured for MSSQL) and are kept in sync. This obviously poses an operational challenge similar to that of any distributed system: synchronization and replication. Such processes are not easily (if at all) automated, and rarely is the same level of security and permissions available on the local identity store as are available in the database. What you generally end up with is a very loose “allow/deny” set of permissions on the load balancing device that actually open the door for exploitation as well as caching of credentials that can lead to unauthorized access to the data source.

This also leads to potential security risks from attempting to apply some of the same optimization techniques to SQL connections as is offered by application delivery solutions for TCP connections. For example, TCP multiplexing (sharing connections) is a common means of reusing web and application server connections to reduce latency (by eliminating the overhead associated with opening and closing TCP connections). Similar techniques at the database layer have been used by application servers for many years; connection pooling is not uncommon and is essentially duplicated at the application delivery tier through features like SQL multiplexing. Both connection pooling and SQL multiplexing incur security risks, as shared connections require shared credentials. So either every access to the database uses the same credentials (a significant negative when considering the loss of an audit trail) or we return to managing duplicate sets of credentials – one set at the application delivery tier and another at the database, which as noted earlier incurs additional management and security risks.


Ultimately the decision to load balance SQL must be a combination of business and operational requirements. Many organizations successfully leverage load balancing of SQL as a means to achieve very high scale. Generally speaking the resulting solutions – such as those often touted by e-Bay - are based on sound architectural principles such as sharding and are designed as a strategic solution, not a tactical response to operational failures and they rarely involve inspection of inline SQL commands. Rather they are based on the ability to discern which database should be accessed given the function being invoked or type of data being accessed and then use a traditional database connection to connect to the appropriate database. This does not preclude the use of application delivery solutions as part of such an architecture, but rather indicates a need to collaborate across the various application delivery and infrastructure tiers  to determine a strategy most likely to maintain high-availability, scalability, and security across the entire architecture.

Load balancing SQL can be an effective means of addressing database scalability, but it should be approached with an eye toward its potential impact on security and operational management.

Read the original blog entry...

More Stories By Lori MacVittie

Lori MacVittie is responsible for education and evangelism of application services available across F5’s entire product suite. Her role includes authorship of technical materials and participation in a number of community-based forums and industry standards organizations, among other efforts. MacVittie has extensive programming experience as an application architect, as well as network and systems development and administration expertise. Prior to joining F5, MacVittie was an award-winning Senior Technology Editor at Network Computing Magazine, where she conducted product research and evaluation focused on integration with application and network architectures, and authored articles on a variety of topics aimed at IT professionals. Her most recent area of focus included SOA-related products and architectures. She holds a B.S. in Information and Computing Science from the University of Wisconsin at Green Bay, and an M.S. in Computer Science from Nova Southeastern University.

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